Select your local site for products and services by region

Latin America
United States
United States Offshore
Asia Pacific
Hong Kong
United Kingdom
Location not listed?
Fixed income
Active fixed income investments uncover yield and value opportunities while mitigating risk. Tap into Natixis Investment Managers’ expertise.
Portfolio analysis & consulting
In-depth portfolio analysis to identify and measure sources and drivers of risk and return that can be applied to asset allocation in client portfolios.
Macro Insights
Get data-driven analysis of today’s capital markets that looks beyond the headlines and helps you put current events into better context.
Tools of the Trade
Tap into insights, portfolio analysis techniques, and educational tools to explore trends, navigate rapidly changing markets, and uncover opportunities.
Diversity, Equity and Inclusion
We continuously work to create an environment that promotes diversity, equity, and inclusion in all its forms, across gender, race, religion, sexual orientation, disability, ethnicity, and background.
Natixis/Vaughan Nelson

Small Cap Value Strategy

Why choose this strategy?

  • To pursue potentially strong risk-adjusted returns from small-cap value stocks.
  • As a US small-cap value holding.


Investment strategy

  • Vaughan Nelson seeks to take advantage of temporary information and marketplace inefficiencies in the small-cap universe to find opportunities to invest in companies at valuations materially below their long-term intrinsic value.
  • Managers follow a research-intensive process emphasizing balance sheets and cash flow-based projections.
  • The team defines value in three ways and seeks to diversify across company types:

Undervalued Earnings Growth

  • Future redeployment of capital is not reflected in current valuation.

Undervalued Assets

  • Priced at a discount to asset value.
  • Identifiable catalyst with ability to close valuation gap.

Undervalued Dividend Yield

  • High, stable dividend.
  • Minimal perceived downside risk.


Chris D. Wallis, CFA®, CPA
CEO, CIO, Senior Portfolio Manager
Vaughan Nelson Investment Management

Vaughan Nelson Investment Management

Specializes in mid-cap, all-cap, and small-cap equity strategies.

Sales & Support

Investment Risks: All securities are subject to risk, including possible loss of principal. Please read the risks associated with each investment prior to investing. Detailed discussions of each investment’s risks are included in Part 2A of each firm's respective Form ADV. The investments highlighted in this presentation may be subject to certain additional risks. The views and opinions expressed may change based on market and other conditions. This material is provided for informational purposes only and should not be construed as investment advice. There can be no assurance that developments will transpire as forecasted. Actual results may vary. This document may contain references to third party copyrights, indexes, and trademarks, each of which is the property of its respective owner. Such owner is not affiliated with Natixis Investment Managers or any of its related or affiliated companies (collectively “Natixis”) and does not sponsor, endorse or participate in the provision of any Natixis services, funds or other financial products. The index information contained herein is derived from third parties and is provided on an “as is” basis. The user of this information assumes the entire risk of use of this information. Each of the third party entities involved in compiling, computing or creating index information disclaims all warranties (including, without limitation, any warranties of originality, accuracy, completeness, timeliness, non-infringement, merchantability and fitness for a particular purpose) with respect to such information.

CFA® and Chartered Financial Analyst® are registered trademarks owned by the CFA Institute.